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At a Glance

Course length: 
11-30
Course type:
Full Length Course
Category: 
Conduct Training
Regulations: 
SOX - Sarbanes Oxley Act, SEC - Insider Trading
Audience: 
Managers, Employees
Topic: 
Financial Integrity
Format: 
Rich Media

Organizations need to be able to count on their employees to uphold their commitment to financial integrity, which includes everything from maintaining accurate financial records to taking the steps necessary to identify and prevent fraud, money laundering and other financial crimes. Effective training is key.

NAVEX Global’s Financial Integrity course provides a solid foundation in the topic, and it starts with the basics: why accurate financial information matters - and how to ensure accuracy when reporting and recording. Learners are then exposed to the various internal controls in place to protect and preserve financial integrity, from records management and records hold policies to requirements for working with auditors. The course’s content also includes key information to help learners identify and report potential problems, like fraud, bribery and money laundering.

Whether employees are processing invoices or submitting timecards, there’s a good chance that at some point they’ll be tasked with an activity that can impact their organization’s finances – regardless of their role. As a result, financial integrity awareness and knowledge is a must for all employees.

Course Details

  • All Learners
All Learners

Key concepts covered in this course:

  • Examples of financial information
  • The roles and responsibilities of everyone in the organization
  • Legal and regulatory standards and bodies, including Generally Accepted Accounting Principles (GAAP), Sarbanes-Oxley (SOX) Act, U.S. Securities and Exchange Commission (SEC) and other laws around the world
  • Examples of internal controls
  • Rules governing business records management and holds
  • Guidelines for compliance with audits
  • Definition, examples and warning signs of fraud
  • Definition and examples of bribery
  • Explanation of money laundering and its warning signs
  • When to speak up or make a report

 

Reinforce this topic with these two micro learning courses

NAVEX Global suggests these courses that pair well:

NAVEX Global Online Compliance Training Courses: Identifying and Handling a Conflict of Interest

Conflicts of Interest: Identifying and Handling a Conflict

Could you have a conflict of interest? How can you find out? And what should you do next? This micro learning course addresses these important questions by first helping learners to identify what conflicts of interest can look like, providing them with questions they can ask themselves to determine if one exists and steps they can take if they find that they have one.

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