Conflicts of Interest: Best Compliance Practices
An effective program for managing conflicts of interest can pull from existing risk and compliance processes, such as risk assessments, codes of conduct, policies and procedures, assignment of responsibilities, compliance training, disclosure management and auditing.
COI Disclosures Conflict of Interest Management Datasheet
NAVEX Global’s COI Disclosures delivers a simplified and streamlined solution that allows your organization to gather, track and analyze all disclosures. With a templated best practice questionnaire, our disclosure management tool will help you and your team make informed action plans to mitigate your organization’s employee-based risk.
Proactive Employee Risk Management
Gather, track and analyze your conflicts of interest.