Course Preview

NAVEX Global Online Compliance Training Courses: Insider Trading Basics for Employees

At a Glance

Course length: 
< 10 min
Course type:
Micro Learning Course
Category: 
Compliance Training
Regulations: 
SEC - Insider Trading
Audience: 
All Learners
Topic: 
Insider Trading
Format: 
Video

Helps learners understand the fundamentals of insider trading including what constitutes insider trading and material, non-public information. Outlines rules against improperly sharing information and the obligation to protect confidential information related to clients and business partners, the application of rules to (401)k and retirement accounts, the purpose of blackout dates and the consequences of violating insider trading rules.

This micro learning course works well with...

NAVEX Global Online Compliance Training Courses: Insider Trading Trading for Employees and Managers

Insider Trading

Employees and managers at all levels of an organization may have access to confidential, material or nonpublic information about their own organization—or inside information about their business partners. Trading on this information or sharing it with others can expose the employee and the organization to significant reputational and legal risk. Often employees are not aware of their responsibilities and may not understand when legal liability is triggered by an improper disclosure.

More details