Course Preview

 
 
 

At a Glance

Course length: 
11-30
Course type:
Full Length Course
Category: 
Compliance Training
Regulations: 
SEC - Insider Trading
Audience: 
All Learners
Topic: 
Insider Trading
Format: 
Rich Media

This course provides employees with definitions of common insider trading terms and the ground rules for determining when it’s okay (and not okay) to trade. It emphasizes an employee’s obligation to protect material, nonpublic (“inside”) information and avoid even the appearance of something inappropriate.

Download the Online Training Overview datasheet here ›

Course Details

  • All Learners
All Learners

Key concepts covered in this course:

  • How insider trading creates an unfair playing field
  • Definition and examples of material nonpublic (“inside”) information
  • The rules against tipping
  • Situations that can pose an insider trading risk
  • Best-practice strategies for keeping confidential information confidential and avoiding insider trading risk
  • Restrictions during blackout periods
  • The consequences of violating insider trading/insider dealing laws
  • Recognizing and reporting anti-competitive activity