Section 5

Leading for the Future

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Sit at the Center of Reshaping Business

Explore how visionary compliance professionals innovate business practices to ensure their compliance programs and organizations keep pace with ever-evolving business trends.

 

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The most effective compliance professionals are ahead of the curve when it comes to understanding the industry and getting in front of organizational and regulatory changes. Along with being skilled forecasters and diligent program orchestrators, compliance leaders know that the future of compliance is culture. Forward thinking organizations strive to build a culture where all employees know that doing the right thing is expected, understand the standards that apply to them and are confident their management is committed to operating with integrity.

This section will highlight the importance of your corporate culture and the best practices that will help ensure your organization’s culture is aligned with your compliance program’s and organization’s goals. It will also provide insight into the direction the world of compliance is headed and how we can continue to be as prepared as possible to lead our organizations effectively into the brave new world of compliance. 

Understanding Your Personal Responsibility and Liability as CCO

Dial down your personal risk and liability as chief compliance officer by taking these 10 key steps.

NAVEX Global 02/15/2017
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Dial down your personal risk and liability as chief compliance officer by taking these 10 key steps.

Amid the burgeoning number of global regulations and increasing concern about the rising tide of regulatory scrutiny, Chief Compliance Officers (CCOs) increasingly fear being caught in the crosshairs of regulatory agencies.

While there has always been some unease among CCOs about their personal liability, the issue seems to be heating up despite the fact that only a handful of cases have been brought against CCOs and were mostly in the financial services industry. Nevertheless, recent data suggest CCOs are worried about liability.