Section 2

Building Your Foundation

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Implement What You Know with Confidence

Discover action-based tools that provide simple steps for program improvement or robust plans for new ways of doing business. 

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Your ethics and compliance program is an ecosystem of moving parts. New laws and regulations, new lines of business, new geographies, mergers and acquisitions become part of a growing enterprise that your compliance ecosystem must support. 

Effective compliance programs are able to deftly navigate these complexities because they have built strong foundations that were developed with the nature of the compliance industry in mind.

This section will give you the expert advice and programmatic best practices to ensure the first steps you take to develop your program are in the right direction. Or if your program is more mature, these resources and insights will give you the necessary guidance to course correct and improve your program’s foundation at whichever stage it is in. 

 

The Worst-Case Scenario Survival Guide for Compliance Professionals

The Worst-Case Scenario Survival Guide for Compliance Professionals is a collection of real-world compliance failures that have been organized into four key compliance program categories: leadership, structure, innovation and integration.

Tom Fox 06/26/2019
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The Worst-Case Scenario Survival Guide for Compliance Professionals is a collection of real-world compliance failures that have been organized into four key compliance program categories: leadership, structure, innovation and integration.

Fox combines his real-world compliance perspectives with modern failures across industries to create a unique learning experience for compliance practitioners. Follow these easy to walk through best practice methods for tackling a wide array of compliance variables – before having to experience them yourself.

We hope you enjoy this guide, and avoid making these all-to-common mistakes.