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At a Glance

Course length: 
< 10 min
Course type:
Micro Learning Course
Category: 
Compliance Training
Regulations: 
SEC - Insider Trading
Audience: 
All Learners
Topic: 
Insider Trading
Format: 
Vector Animation

Trading on non-public, material (“inside”) information is against the law, but what about tipping off someone else so they can trade? Listen in on a conversation between two co-workers and learn about the importance of keeping confidential information confidential.

This micro learning course works well with...

Insider Trading

Employees and managers at all levels may have access to confidential material or non-public information about their own organization or those of their business partners. This course helps employees and managers understand their role in protecting this information and the consequences of disregarding the rules.

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Insider Trading: Complying with Securities Laws

Enforcing insider trading laws has become a priority for the federal government. This course reveals the serious nature of insider trading – including applicable laws and penalties – and offers advice that your employees can follow to reduce the risk to your organization and trade legally and ethically.

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