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At a Glance

Course length: 
< 10 min
Course type:
Micro Learning Course
Compliance Training
SEC - Insider Trading
All Learners
Insider Trading

Helps learners understand the fundamentals of insider trading including what constitutes insider trading and material, non-public information. Outlines rules against improperly sharing information and the obligation to protect confidential information related to clients and business partners, the application of rules to (401)k and retirement accounts, the purpose of blackout dates and the consequences of violating insider trading rules.

This micro learning course works well with...

Insider Trading

Employees and managers at all levels may have access to confidential material or non-public information about their own organization or those of their business partners. This course helps employees and managers understand their role in protecting this information and the consequences of disregarding the rules.

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Insider Trading: Complying with Securities Laws

Enforcing insider trading laws has become a priority for the federal government. This course reveals the serious nature of insider trading – including applicable laws and penalties – and offers advice that your employees can follow to reduce the risk to your organization and trade legally and ethically.

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