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At a Glance

Course length: 
< 10 min
Course type:
Micro Learning Course
Category: 
Compliance Training
Regulations: 
SEC - Insider Trading
Audience: 
All Learners
Topic: 
Insider Trading
Format: 
Vector Animation

Describes the kinds of information considered “material, non-public” information, emphasizes the importance of safeguarding it and lays out the restrictions – and the consequences – associated with trading in securities (or tipping others to do so) based on that information.

This micro learning course works well with...

Insider Trading

Employees and managers at all levels may have access to confidential material or non-public information about their own organization or those of their business partners. This course helps employees and managers understand their role in protecting this information and the consequences of disregarding the rules.

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Insider Trading: Complying with Securities Laws

Enforcing insider trading laws has become a priority for the federal government. This course reveals the serious nature of insider trading – including applicable laws and penalties – and offers advice that your employees can follow to reduce the risk to your organization and trade legally and ethically.

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