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At a Glance

Course length: 
< 10 min
Course type:
Micro Learning Course
Category: 
Compliance Training
Regulations: 
SEC - Insider Trading
Audience: 
All Learners
Topic: 
Insider Trading
Format: 
Video

Explores how to minimize the risk of insider trading and covers what insider trading is, who should be concerned about insider trading, examples of material, non-public information, and the importance of asking questions, and reporting concerns and potential violations internally

This micro learning course works well with...

Insider Trading

Employees and managers at all levels may have access to confidential material or non-public information about their own organization or those of their business partners. This course helps employees and managers understand their role in protecting this information and the consequences of disregarding the rules.

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Insider Trading: Complying with Securities Laws

Enforcing insider trading laws has become a priority for the federal government. This course reveals the serious nature of insider trading – including applicable laws and penalties – and offers advice that your employees can follow to reduce the risk to your organization and trade legally and ethically.

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