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Section 1

Understanding the Basics

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Get Started with Compliance Fundamentals

Lay the foundation for growth with the core elements of an effective compliance program. From creating a top-notch Code of Conduct to understanding the role compliance plays in your organization, learn the building blocks of compliance.

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Each compliance program is unique with disparate risks and various levels of maturity. Although there are a number of nuances determined by your company’s size, industry and location, there are still basic principles that are best practices across the board. In this section you’ll learn about the key skills every compliance professional should have as well as the general knowledge base effective compliance professional have and harness throughout their careers.

Just as there are key skills every modern compliance professional should possess, there are fundamental elements every effective compliance program should practice. This section will introduce you to those key components of a robust compliance program and provide the guidance you need to move your career and program to its next level of sophistication. 

"What I Wish Someone Would Have Told Me" with Carrie Penman

We all learn from our mistakes, but let's be honest, it's preferable to learn from the mistakes of others. Tap into constructive career advice from veterans of the industry to learn from their challenges and successes.

Carrie Penman 06/07/2017
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We all learn from our mistakes, but let's be honest, it's preferable to learn from the mistakes of others. Tap into constructive career advice from veterans of the industry to learn from their challenges and successes.

There are a lot of firsts in a compliance career - first days, first board meetings, first time having to justify your existence. Let those who've been there before give you some tips and advice for how to best navigate the world of compliance.