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Section 2

Building Your Foundation

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Implement what you know with confidence

Discover action-based tools that provide simple steps for program improvement or robust plans for new ways of doing business. 

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Your ethics and compliance program is an ecosystem of moving parts. New laws and regulations, new lines of business, new geographies, mergers and acquisitions become part of a growing enterprise that your compliance ecosystem must support. 

Effective compliance programs are able to deftly navigate these complexities because they have built strong foundations that were developed with the nature of the compliance industry in mind.

This section will give you the expert advice and programmatic best practices to ensure the first steps you take to develop your program are in the right direction. Or if you program is more mature, these resources and insights will give you the necessary guidance to course correct and improve your program’s foundation at whichever stage it is in. 

 

Definitive Guide to Compliance Program Assessment and Development

Having an effective understanding of your E&C program requires accurate insights into the program's success. How are you meeting, or exceeding, the expectations laid out by senior management? Learn how to better assess your program, rank your efficiencies against key initiatives and drive bigger and better results by capturing critical data. 

Comments

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This is a nice "bite-sized" and consumable overview, with greater detail available in the resources attached. This is a great tool to help companies, large and small, get their compliance program back in view, or possibly viewed for the first time, allowing them to look for new or existing areas of risk.

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15 May, 2017 3:32PM AndreaHIhara

I think the most important point here was to make sure that your company is regularly reviewing and making sure your compliance program is up to date. All too often, I've seen companies put in great programs, but then they leave them unattended and don't know why, years later, the program is no longer working or accurate. Like a garden, your compliance program needs regular love and attention.

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3 Apr, 2017 10:23AM jrobinson